Principal Review Analyst - Charlotte, NC
Charlotte, NC +15 more · TD Wealth · Posted Oct 1, 2026
Excerpt from TD Bank's posting
The Principal Review Analyst is a FINRA and SEC regulatory supervisory principal position with the Central Office of Supervisory Jurisdiction (OSJ).
Read the full description on TD Bank's site (opens in a new tab)
How long this role has been open, and what it pays elsewhere
Time open, reposts at this bank, and posted pay for this role across banks, built from the nightly checks.
See the intel With research access. Choose yours.
See the research on a real role, free to read.
Going for this role? Private Counsel is career coaching: three one-hour sessions over two weeks and a fourth held for your interview, for bankers going for a specific role at a specific bank.
Similar roles
-
Trade Operations Support Specialist (US)
TD Bank
$72,280 – $117,520 a year -
Financial Advisor (Multiple Levels) - Allentown, Pennsylvania
TD Bank
$72,280 – $108,160 a year -
Financial Advisor (Multiple Levels) - Easton, Pennsylvania
TD Bank
$72,280 – $108,160 a year -
Financial Advisor Support Specialist II - Greenville, SC
TD Bank
$25.75 – $38.50 an hour -
Financial Advisor Support Specialist I - Greenville, SC
TD Bank
$24.00 – $33.50 an hour -
Financial Advisor - Wilmington, NC
TD Bank
$72,280 – $108,160 a year