Capital Roles

Raymond James

Sr. Advisor, Regulatory Reporting and Operations Compliance

St. Petersburg, FL · Financial Risk Management · Posted Oct 28, 2026

Excerpt from Raymond James's posting

Under general supervision, uses extensive knowledge and skills obtained through experience, specialized training and/or certification in the securities industry to ensure compliance with all securities and/or banking rules and regulations.

Read the full description on Raymond James's site (opens in a new tab)

Hiring intel

How long this role has been open, and what it pays elsewhere

Time open, reposts at this bank, and posted pay for this role across banks, built from the nightly checks.

See the intel With research access. Choose yours.

See the research on a real role, free to read.

Saved roles line up on your compare table.

Going for this role? Private Counsel is career coaching: three one-hour sessions over two weeks and a fourth held for your interview, for bankers going for a specific role at a specific bank.

Similar roles

  1. Legal Counsel, Regulatory Advisor - Global Markets

    MUFG

    • New York, NY
    • Legal
    $170,000 – $220,000 a year

  2. Compliance Advisor Manager (Regulatory Consumer Center of Excellence)

    Capital One

    • Chicago, IL +2 more
    • Risk-Management
    $138,100 – $157,700 a year

  3. Senior Advisor, Compliance - Associate Activities

    Raymond James

    • St. Petersburg, FL
    • Financial Risk Management

  4. IT Compliance Senior Manager

    Raymond James

    • St. Petersburg, FL
    • Financial Risk Management

  5. Client Administrative Support Associate

    Raymond James

    • St. Petersburg, FL
    • Financial Risk Management

  6. Compliance Sr. Manager, Enterprise Policy Governance

    Raymond James

    • St. Petersburg, FL
    • Financial Risk Management