Capital Roles

LPL Financial

Senior Regional Supervisory Principal

California +3 more · Compliance and Risk · Posted Oct 29, 2026

Excerpt from LPL Financial's posting

Home Office Supervision Principal will have an understanding of the financial services industry; rules, regulations, and policies of LPL Financial and our various regulatory bodies; and excellent customer service skills.

Read the full description on LPL Financial's site (opens in a new tab)

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